About WordPress
Log In
Register

Search

Home
About Us
Our Courses
IBO
Our Reviews
Blog
Careers With YOUniTE
Contact

Home
About Us
Our Courses
IBO
Our Reviews
Blog
Careers With YOUniTE
Contact

Sign in Sign up

Search for:

Home
About Us
Our Courses
IBO
Our Reviews
Careers With YOUniTE
Blog
Contact
Sign In
Sign Up

Search for:

Trade Lifecycle Quiz Copy

0% Complete

0/0 Steps

Quiz 1 of 0

Trade Lifecycle Quiz Copy

Josh June 20, 2024

Time limit: 0

Quiz Summary

0 of 10 Questions completed

Questions:

Information

You have already completed the quiz before. Hence you can not start it again.

Quiz is loading…

You must sign in or sign up to start the quiz.

You must first complete the following:

Results

Quiz complete. Results are being recorded.

Results

0 of 10 Questions answered correctly

Your time:

Time has elapsed

You have reached 0 of 0 point(s), (0)

Earned Point(s): 0 of 0, (0)
0 Essay(s) Pending (Possible Point(s): 0)

Categories

Not categorized 0%

1
2
3
4
5
6
7
8
9
10

Current
Review
Answered
Correct
Incorrect

Question 1 of 10

1. Question
1.) ________is the process of buying and selling any financial instrument.
- Trade
- Dealing
- Exchange
- Contracts
Correct

Incorrect
Question 2 of 10

2. Question
2.) What are the two main types of returns from stocks?
- Interest and Appreciation
- Dividends and Capital gains
- Profit and Loss
- Assets and Liabilities
Correct

Incorrect
Question 3 of 10

3. Question
3.) For risk-averse investors, what type of securities is recommended to reduce interest rate risk?
- High-risk securities.
- Low-rated securities.
- Securities with short maturity periods.
- Securities with long maturity periods.
Correct

Incorrect
Question 4 of 10

4. Question
4.)__________ job involves selecting the best stocks, bonds, and other financial market instruments.
- Broker’s
- Dealer’s
- Investment Manager’s
- Custodian’s
Correct

Incorrect
Question 5 of 10

5. Question
5.) What is the role of the trade settlement team?
- To ensure the smooth and timely settlement of trades.
- To validate the trade and assess the risk.
- To calculate the settlement requirements and collect margins.
- To capture and record the details of the trade.
Correct

Incorrect
Question 6 of 10

6. Question
6.) ___________ settlement is that settlement which takes place immediately following the rolling settlement principle of T+2.
- Spot
- Scheduled
- Future
- Instant
Correct

Incorrect
Question 7 of 10

7. Question
7.) What is an example of reconciliation in the trade lifecycle?
- Matching employee salaries to the budget.
- Calculating the total assets of a company.
- Comparing a bank statement to the internal record of cash receipts and disbursements.
- Verifying the accuracy of marketing expenses
Correct

Incorrect
Question 8 of 10

8. Question
8.) What is the settlement date?
- The date when a purchase is made or cash is withdrawn.
- The date when the transaction is received by the account.
- The date when the expect receivable comes in.
- The date when a trade is final.
Correct

Incorrect
Question 9 of 10

9. Question
9.) The role of the __________ involves Contract Maintenance, Event Processing, Valuation, Payment and Settlement.
- Registrar
- Custodian
- Record Keeper
- Curator
Correct

Incorrect
Question 10 of 10

10. Question
10.) What is the final step in the trade life cycle?
- Trade capture and order generation.
- Trade confirmation and settlement instructions.
- Trade clearing and margin requirements.
- Trade reconciliation and recordkeeping.
Correct

Incorrect

Report

There was a problem reporting this post.

Harassment Harassment or bullying behavior

Inappropriate Contains mature or sensitive content

Misinformation Contains misleading or false information

Offensive Contains abusive or derogatory content

Suspicious Contains spam, fake content or potential malware

Other

Report note

Block Member?

Please confirm you want to block this member.

You will no longer be able to:

See blocked member's posts
Mention this member in posts
Invite this member to groups
Message this member

Please allow a few minutes for this process to complete.

Report

You have already reported this .