Asset Servicing Assessment Copy

1.) Which of the following activities is not a part of asset servicing?

2.) Sequence the steps given below for asset setup in correct order
      i) New account initiation request processing for global and domestic
     ii) Process the asset set up to daily, monthly or periodic based on the asset types and inform the respective operations, special assets groups
    iii) Receive notification from new business consultant for new asset set up
    iv) Each bank or custodian codes assets using either proprietary or vendor-based systems
     v) The requisite details are seeked about the company, its capital, previous dividend paid, market markers such as ISIN, SEDOL, etc.

3.) The activity of updating the price of an equity based on pricing market vendors as agreed with the client and in accordance with the regulators is called ____________________

4.) ______ include equities, fixed income, derivatives, alternatives etc.

5.) Asset classes refer to a group of ______ with comparable features and responses to market variations

6.) ________ represents the sum owed to the shareholders or owner after the discharge of all debts and assets in the event of liquidation

7.) Cash equivalents are securities that are extremely _______

8.) Bonds are comparable to _____, with the exception that the _______ is a government or corporation.

9.) ________refers to tangible assets that are usually purchased for use or future investment.

10.) _______ are financial contracts between at least two parties that rely on the underlying asset or group of assets to determine their value.