Investment Banking Operations
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Industry Overview
Industry Overview & India Landscape -
23 October – Live Class1 Quiz
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Post Class Activity
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Asset Set up & Pricing OverviewAsset Service Overview
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Pre-class Video
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23 November – Live Class1 Quiz
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Participant’s Guide
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Asset Set up & Pricing DialLive Class1 Quiz
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Participant’s Guide
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Trade LifecyclePre-Class Video’s
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Live Classs1 Quiz
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Participant’s Guide
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Question 1 of 10
1. Question
Q 1) Which of the following services is not offered by an Investment bank
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Question 2 of 10
2. Question
Q 2) La Porte corporation has instructed its fund manager to buy 100,000 shares of La carapace Inc in the range 150 to 175. During various points in the day the price of the share of La carapace Inc are at various levels. At what level will the fund manager buy the shares for La Porte.
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Question 3 of 10
3. Question
Q 3) ______________ is where the shares are transferred from the seller’s to the buyer’s account
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Question 4 of 10
4. Question
Q 4) The term asset servicing specifies a set of tasks and activities made available by a _________to his clients
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Question 5 of 10
5. Question
Q 5) Which of the following tasks is not performed by an Asset Analyst
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Question 6 of 10
6. Question
Q 6) ______ are offshore centers that perform designated functions for large organizations
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Question 7 of 10
7. Question
Q 7) ____________________ is where is where the responsible entity identifies the number of shares that a seller owes & the amount of money that the buyer owes for every trade
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Question 8 of 10
8. Question
Q 8) The _______office generates revenue for the bank
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Question 9 of 10
9. Question
Q 9) __________is a special segment of banking operation that helps individuals or organizations raise capital and provide financial consultancy services to them
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Question 10 of 10
10. Question
Q 10) __________, typically includes risk management, financial control, corporate treasury, corporate strategy, and compliance
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